Article Text

Protocol
Prevalence, management and efficacy of treatment in portal vein obstruction after paediatric liver transplantation: protocol of the retrospective international multicentre PORTAL registry
  1. Bader A Alfares1,2,
  2. Hubert P J van der Doef3,
  3. Barbara E Wildhaber4,
  4. Thomas Casswall5,
  5. Greg Nowak6,
  6. Martin Delle7,
  7. Denise Aldrian8,
  8. Valeria Berchtold9,
  9. Georg F Vogel8,10,
  10. Piotr Kaliciński11,
  11. Malgorzata Markiewicz-Kijewska11,
  12. Adam Kolesnik12,
  13. Jesús Q Bernabeu13,
  14. María Mercadal Hally13,
  15. Mauricio Larrarte K13,
  16. Paolo Marra14,
  17. Michela Bravi15,
  18. Domenico Pinelli16,
  19. Mureo Kasahara17,
  20. Seisuke Sakamoto17,
  21. Hajime Uchida17,
  22. Vidyadhar Mali18,
  23. Marion Aw19,
  24. Stéphanie Franchi-Abella20,
  25. Emmanuel Gonzales21,
  26. Florent Guérin22,
  27. Guillermo Cervio23,
  28. Julia Minetto23,
  29. Sergio Sierre24,
  30. Martin de Santibañes25,
  31. Victoria Ardiles25,
  32. Jimmy Walker Uno25,
  33. Helen Evans26,
  34. David Duncan27,
  35. John McCall28,
  36. Steffen Hartleif29,
  37. Ekkehard Sturm29,
  38. Jai Patel30,
  39. Marumbo Mtegha31,
  40. Raj Prasad32,
  41. Cristina T Ferreira33,
  42. Luiza S Nader33,
  43. Marco Farina33,
  44. Catalina Jaramillo34,
  45. Manuel I Rodriguez-Davalos35,
  46. Peter Feola36,
  47. Amit A Shah37,
  48. Phoebe M Wood37,
  49. Michael R Acord38,
  50. Ryan T Fischer39,
  51. Bhargava Mullapudi40,
  52. Richard J Hendrickson40,
  53. Rajeev Khanna41,
  54. Viniyendra Pamecha42,
  55. Amar Mukund43,
  56. Khalid Sharif44,
  57. Girish Gupte44,
  58. Simon McGuirk45,
  59. Gilda Porta46,
  60. Marco Spada47,
  61. Tommaso Alterio48,
  62. Giuseppe Maggiore48,
  63. Winita Hardikar49,
  64. Marisa Beretta50,
  65. Rudi Dierckx1,
  66. Ruben H J de Kleine51,
  67. Reinoud P H Bokkers1
  1. 1Department of Radiology, Medical Imaging Center, University Medical Centre Groningen, Groningen, The Netherlands
  2. 2King Faisal Specialist Hospital and Research Center, Riyadh, Saudi Arabia
  3. 3Division of Paediatric Gastroenterology and Hepatology, Department of Paediatrics, University Medical Centre Groningen, Groningen, The Netherlands
  4. 4Swiss Paediatric Liver Centre, Division of Child and Adolescent Surgery, Geneva University Hospitals, Geneve, Switzerland
  5. 5Department Clinical Interventions and Technology Clintec, Division for Paediatrics, Karolinska Institute, Stockholm, Sweden
  6. 6Department Clinical Interventions and Technology Clintec, Division for Transplantation Surgery, Karolinska Institute, Stockholm, Sweden
  7. 7Department Clinical Science, Intervention and Technology Clintec, Division for Interventional Radiology, Karolinska Institute, Stockholm, Sweden
  8. 8Department of Paediatrics, Medical University of Innsbruck, Innsbruck, Austria
  9. 9Department of Visceral, Transplant and Thoracic Surgery, Medical University of Innsbruck, Innsbruck, Austria
  10. 10Institute of Cell Biology, Medical University of Innsbruck, Innsbruck, Austria
  11. 11Department of Paediatric Surgery and Organ Transplantation, The Children’s Memorial Health Institute, Warsaw, Poland
  12. 12Cardiovascular Interventions Laboratory, The Children’s Memorial Health Institute, Warsaw, Poland
  13. 13Department of Paediatric Gastroenterology, Hepatology and Nutrition, Vall d’Hebron Hospital (HVH), Barcelona, Spain
  14. 14Department of Radiology, ASST Papa Giovanni XXIII, Bergamo, Italy
  15. 15Department of Paediatric Hepatology, Gastroenterology and Transplantation, ASST Papa Giovanni XXIII, Bergamo, Italy
  16. 16Department of Organ Failure and Transplantation, ASST Papa Giovanni XXIII, Bergamo, Italy
  17. 17Organ Transplantation Centre, National Center for Child Health and Development, Tokyo, Japan
  18. 18Department of Paediatric Surgery, National University Hospital, Singapore
  19. 19Department of Paediatrics, National University Hospital, Singapore
  20. 20Department of Paediatric Radiology, Hôpital Bicêtre, Paris, France
  21. 21Paediatric Hepatology and Paediatric Liver Transplantation Unit, Hôpital Bicêtre, Paris, France
  22. 22Paediatric Surgery and Paediatric Liver Transplantation Unit, Hôpital Bicêtre, Paris, France
  23. 23Division of Liver Transplant, Hospital de Pediatría Prof Dr Juan P Garrahan, Buenos Aires, Argentina
  24. 24Division of Interventional Radiology, Hospital de Pediatría Prof Dr Juan P Garrahan, Buenos Aires, Argentina
  25. 25HPB and Liver Transplant Unit, Hospital Italiano de Buenos Aires, Buenos Aires, Argentina
  26. 26Department of Paediatric Gastroenterology, Starship Children's Health, Auckland, New Zealand
  27. 27Department of Paediatric Radiology, Starship Children's Health, Auckland, New Zealand
  28. 28Liver Transplant Unit, Starship Children's Health, Auckland, New Zealand
  29. 29Paediatric Gastroenterology and Hepatology, University Hospitals Tubingen, Tubingen, Germany
  30. 30Department of Radiology, Leeds Teaching Hospitals NHS Trust, Leeds, UK
  31. 31Department of Paediatrics, Leeds Teaching Hospitals NHS Trust, Leeds, UK
  32. 32Department of Surgery and Transplantation, Leeds Teaching Hospitals NHS Trust, Leeds, UK
  33. 33Department of Paediatrics, Hospital Santo Antonio, Porto Alegre, Brazil
  34. 34Department of Paediatrics, Division of Paediatric Gastroenterology, Hepatology and Nutrition, The University of Utah School of Medicine, Salt Lake City, Utah, USA
  35. 35Department of Surgery, The University of Utah School of Medicine, Salt Lake City, Utah, USA
  36. 36Paediatric Interventional Radiology, The University of Utah School of Medicine, Salt Lake City, Utah, USA
  37. 37Division of Gastroenterology, Hepatology and Nutrition, Department of Paediatrics, The Children's Hospital of Philadelphia, Philadelphia, Pennsylvania, USA
  38. 38Department of Radiology, The Children's Hospital of Philadelphia, Philadelphia, Pennsylvania, USA
  39. 39Division of Paediatric Gastroenterology and Hepatology, Department of Paediatrics, Children's Mercy Hospital Kansas, Overland Park, Kansas, USA
  40. 40Department of Paediatric Surgery, Children's Mercy Hospital Kansas, Overland Park, Kansas, USA
  41. 41Department of Paediatric Hepatology, Institute of Liver and Biliary Sciences, New Delhi, Delhi, India
  42. 42Department Hepatobiliary Surgery and Liver transplantation, Institute of Liver and Biliary Sciences, New Delhi, Delhi, India
  43. 43Department of Interventional Radiology, Institute of Liver and Biliary Sciences, New Delhi, Delhi, India
  44. 44Liver Unit, Birmingham Women’s and Children’s Hospitals NHS Foundation Trust, Birmingham, UK
  45. 45Department of Interventional Radiology, Birmingham Women’s and Children’s Hospitals NHS Foundation Trust, Birmingham, UK
  46. 46Department of Paediatric Hepatology, Hospital Sírio-Libanês, Sao Paulo, Brazil
  47. 47Division of Abdominal Transplantation and Hepatobiliopancreatic Surgery, Ospedale Pediatrico Bambino Gesu, Roma, Italy
  48. 48Gastrointestinal, Liver, Nutrition Disorders Unit, IRCCS Pediatric Hospital Bambino Gesù, Rome, Italy
  49. 49Department of Pediatrics, Royal Children's Hospital Research Institute, Parkville, Victoria, Australia
  50. 50Faculty of Health Sciences, Wits Donald Gordon Medical Centre, Johannesburg, South Africa
  51. 51Division of Hepatobiliary Surgery & Liver Transplantation, Department of Surgery, University Medical Centre Groningen, Groningen, The Netherlands
  1. Correspondence to Dr Reinoud P H Bokkers; r.p.h.bokkers{at}umcg.nl

Abstract

Introduction Portal vein obstruction (PVO) consists of anastomotic stenosis and thrombosis, which occurs due to a progression of the former. The aim of this large-scale international study is to assess the prevalence, current management practices and efficacy of treatment in patients with PVO.

Methods and analysis The Portal vein Obstruction Revascularisation Therapy After Liver transplantation registry will facilitate an international, retrospective, multicentre, observational study, with 25 centres around the world already actively involved. Paediatric patients (aged <18 years) with a diagnosed PVO between 1 January 2001 and 1 January 2021 after liver transplantation will be eligible for inclusion. The primary endpoints are the prevalence of PVO, primary and secondary patency after PVO intervention and current management practices. Secondary endpoints are patient and graft survival, severe complications of PVO and technical success of revascularisation techniques.

Ethics and dissemination Medical Ethics Review Board of the University Medical Center Groningen has approved the study (METc 2021/072). The results of this study will be disseminated via peer-reviewed publications and scientific presentations at national and international conferences.

Trial registration number Netherlands Trial Register (NL9261).

  • Paediatric hepatology
  • Paediatric transplant surgery
  • Interventional radiology
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STRENGTHS AND LIMITATIONS OF THIS STUDY

  • This will be the first global collaboration between paediatric hepatologists, interventional radiologists and liver transplant surgeons to provide valuable information on portal vein obstruction (PVO) management and prevalence.

  • The strength of the Portal vein Obstruction Revascularisation Therapy After Liver transplantation (PORTAL) registry multicentre project is the combination of a survey to explore routine clinical practice and electronic database to investigate the prevalence and the efficacy of different therapeutic options.

  • The PORTAL registry is not powered to evaluate the natural history of PVO following paediatric liver transplantation which therefore a definitive future study will be needed.

Introduction

Liver transplantation is an established treatment for paediatric patients with end stage liver disease, metabolic liver diseases, hepatic malignancy and acute liver failure.1 Despite marked improvements in operating techniques, vascular complications, especially portal vein obstruction (PVO), remain common.2 However, little is known regarding the prevalence, risk factors and most optimal management strategies for this complication.

PVO consists of portal vein anastomotic stenosis (PVAS) or portal vein thrombosis (PVT). The rate of PVO after living donor liver transplantation has been reported to be 9%–14%, in comparison with deceased donor liver transplantation, at <3%.1 However, in specific risk groups, such as biliary atresia or young age transplantation, the prevalence of PVO is unknown, but thought to be higher.1 3 The clinical course of PVO differs, from the absence of symptoms to severe symptoms of portal hypertension (16% of patients have ascites and 26% have gastrointestinal bleeding from oesophageal varices).4 There are a multitude of different treatment strategies, ranging from conservative management, endovascular therapy or surgical options by means of mesorex bypass or other surgical shunts. A recent systematic review comparing the various treatments showed that there is no consensus on the most optimal strategy.4 This is largely due to heterogeneity in the clinical characteristics of the patients who were treated, along with variation in the treatment protocol and postprocedural care across the single centre studies included.4

Portal vein Obstruction Revascularisation Therapy After Liver transplantation (PORTAL) is a multicentre, retrospective, observational registry of paediatric patients who have been diagnosed and treated for PVO after liver transplantation. The objective of the registry study is threefold. First, it will assess the overall prevalence of PVO after paediatric liver transplantation, including taking into account various risk groups. Second, it will evaluate current management practices in terms of the experience of various centres, the composition of the team, the structure of care, screening, assessment criteria, postprocedural care and radiological follow-up after treatment. Third, it also intends to assess the efficacy of the individual portal vein revascularisation treatments.

Methods and analysis

Study design and participants

The study design takes the form of an international, retrospective, multicentre, observational registry of paediatric liver transplantation patients with PVO. Patients are eligible for inclusion if the following criteria are met: (1) the patient is diagnosed with PVO (PVAS or PVT) after liver transplantation (perioperative PVT will not be included in the analysis) and (2) the patient’s age at the time of intervention (or time of diagnosis for patients who were treated conservatively) was <18 years and (3) the date of intervention was between 1 January 2001 and 1 January 2021. Patients are excluded from the study if the following criteria are present: (1) patients suspected to have PVT of an either intrahepatic or posthepatic origin (ie, severe fibrosis, cirrhosis, transplant failure, intrahepatic vascular changes, secondary PVT) and (2) patients with follow-up of less than 1 year.

Collection of data

Subjects will be identified through a retrospective review of the medical records of all patients who underwent liver transplantation at age <18. Data from subjects who are eligible for inclusion will be anonymously entered into either a REDCap database (https://redcap.umcg.nl) or a standardised paper case-report form (online supplemental file 1). Information regarding patient demographics, underlying disease, symptoms, treatment and outcome will be gathered. The following types of interventions will be included: conservative treatment, endovascular treatments (percutaneous transluminal angioplasty with or without stent placement, endovascular recanalisation, splenic artery or varices/cavernoma embolisation) and surgical treatments (all types of surgical shunts and splenectomy).

To determine the prevalence and current management practices, each centre will also complete a structured questionnaire that records the experience of the centre, the composition of the team, the structure of care, screening, assessment criteria, postprocedural care and radiological follow-up after treatment (online supplemental file 2). In addition, the number of patients who underwent liver transplant between 1 January 2001 and 1 January 2020 within the total paediatric group and in subgroups will also be recorded, based on time of transplantation, age at transplantation, underlying disease (biliary atresia) and donor type (living or deceased liver donor).

Primary outcomes

Prevalence

The prevalence of PVO will be calculated as the total number of patients with PVO (transplanted between 1 January 2001 and 1 January 2020 and diagnosed with PVO between 1 January 2001 and 1 January 2021) divided by the total number of patients who underwent transplantation at paediatric age between 1 January 2001 and 1 January 2020. As the majority of PVO cases are diagnosed within the first year after transplantation, we chose a minimum of 1-year follow-up time.

Primary and secondary patency

Primary patency is defined as the interval between index procedure to treat stenosis or occlusion and time to restenosis or reocclusion. Primary patency ends when either restenosis or reocclusion occurs for the first time after intervention. Primary patency will be represented as percentages at 1 year, 3 years, 5 years, 10 years, 15 years and 20 years after the diagnosis of PVO.

Secondary patency is defined as the interval between index procedure and time of failure to re-establish flow when reocclusion cannot be achieved or is not successfully treated (including all the intervening manipulations designed to re-establish functionality in intercurrent PVO). Secondary patency will be represented as percentages at 1 year, 3 years, 5 years, 10 years, 15 years and 20 years after treatment for PVO.

Secondary outcomes

Patient and graft survival

Patient survival is defined as the period from the date of first PVO intervention until the date of death. Patients who are alive at the end of the follow-up will be censored. Graft survival is defined as the period from the date of PVO intervention until the date of retransplantation or death. Patients who are alive without a retransplantation at the end of the follow-up will be censored. The decision to retransplant is based on an assessment by the individual centre. Causes of retransplantation or death will be recorded. Patient and graft survival will be determined as percentages at 1 year, 3 years, 5 years, 10 years, 15 years and 20 years after treatment for PVO.

Freedom from severe PVO complications

Severe PVO complications are defined as severe signs of portal hypertension (ascites, variceal bleeding) or portosystemic shunting (any grade of hepatic encephalopathy, hepatopulmonary syndrome, portopulmonary hypertension). Ascites will be diagnosed by physical examination or imaging. These complications will be determined following each intervention until the end of the follow-up.

Technical success

Technical success is defined as the success of the intervention during the procedure (re-establishment of portal flow, without residual stenosis) and will be based on an assessment by the individual centre.

Current management practice

Current management practice is defined as the workflow process that includes experience of centres/team, care structure, screening, assessment criteria and postprocedural follow-up intended to optimise patient care.

Data management

Subject records will be pseudo-anonymised by means of allocating each subject a unique study number. The local investigators will maintain a list with subject’s name, date of birth, local ID and unique study number. Data will be stored by the local investigators and coordinating centre for 15 years after termination of the study. All data and records generated during this study will be kept in accordance with institutional policies regarding subject privacy, and the data and records of all patients will not be used for any purpose other than conducting this study.

Statistical analysis

All data analyses will be performed with IBM SPSS Statistics V.26. Descriptive statistics will be applied using the mean and SD for variables with normal distribution, and median and IQRs for variables with skewed distribution. Dichotomous variables will be compared using the χ2 test or the Fisher exact test or both. Continuous variables will be compared using the Mann-Whitney U test. For the analysis of primary and secondary patency, freedom from severe PVO complications and patient and graft survival, the Kaplan-Meier method will be used. P values less than 0.05 will be considered statistically significant.

Follow-up

Follow-up data for this study will be collected up to and including 1 January 2021.

Patient and public involvement

Neither patients nor the public were involved in the design of this study.

Ethics and dissemination

This study will be conducted according to the principles of the Declaration of Helsinki (adopted by the 18th World Medical Association General Assembly, Helsinki, Finland, June 1964 and amended by the 64th WMA General Assembly, Fortaleza, Brazil, October 2013) and the local national laws governing the conduct of clinical research studies. For the Netherlands, the study protocol has been evaluated as one that does not fall under the Medical Research Involving Human Subjects Act (WMO) by the University Medical Center Groningen’s Institutional review board on 3 February 2021 (METc 2021/072). To adhere to the General Data Protection Regulation (EU) 2016/679, a data transfer agreement will be required to initiate the study. All active collaborating sites have obtained local IRB approval.

The results of this study will be disseminated by publication of peer-reviewed manuscripts, presentation in an abstract form at scientific meetings and data sharing with other researchers through academically established means. The outcomes of this study will also be used to design an evidence-based, feasible diagnostic and therapeutic algorithm for paediatric patients with portal vein complications following liver transplantation, which will be implemented in the form of national/international guidelines.

Discussion

Key findings

The PORTAL registry is the first global collaboration between paediatric hepatologists, interventional radiologists and liver transplant surgeons and will lead to the creation of the largest possible cohort of patients who have experienced PVO after paediatric liver transplantation. Based on this large group of patients, we will gain the broadest insight into current management practices, prevalence numbers and efficacy of the individual treatments.

Strengths and limitations

Current literature regarding patients with PVO after paediatric liver transplantation is based on single centre studies. It is therefore difficult to determine which patients with PVO should be treated, and also when and how. A recent systematic review of single centre studies showed that treatment protocols for PVO differed between centres and that findings on long-term results are scarce and difficult to compare between centres.4 A major strength of this study is the large-scale aggregation of patient data that will occur in the PORTAL registry, which we consider is not only the best but the only feasible strategy to overcome the lack of standardised care. We aim to include more than 15 paediatric liver transplantation centres across Europe, North America, South America, Asia, Africa and Oceania. It is therefore expected that we will have a sufficient number of participants to provide substantive answers to the research questions, including prognostic information regarding long-term outcomes after treatment for patients, parents and healthcare professionals.

In addition, there is currently no consensus on the optimal clinical pathway for patients who present with PVO, with individual centres managing patients through locally determined patient pathway protocols. This lack of consensus includes all aspects of the patient pathway: screening protocol, diagnostic criteria, decision to treat, choice of the treatment modality and postprocedural care.4 5 We therefore expect heterogeneous data on all these topics. In this regard, another strength of the registry is that it will allow the review of differing pathways and their associated outcomes within a large patient cohort undergoing various interventions, and thus provide data on the basis of which greater international consensus on the optimal management and treatment strategy in this patient population will be created.

Although the registry aimed to be as comprehensive as possible, its retrospective design and the risk of missing data posed limitations. To address this issue, we prioritised fundamental questions such as PVO prevalence and treatment effectiveness. Following the NAtural Course and Prognosis of PFIC and Effect of Biliary Diversion (NAPPED) consortium’s advice for conducting a large-scale international registry, we kept the design straightforward.6 However, this approach may have resulted in some outcomes being overlooked in this study, such as partial PVT following thrombectomy. Nevertheless, the data from this registry can provide a foundation for more detailed investigations and post hoc analyses to further explore these outcomes

Implications for the future

This is the first such global registry in the field of paediatric liver transplant. The results of the PORTAL registry study will lead to more knowledge about current and past management practices, prevalence and treatment of patients with PVO after paediatric liver transplantation and will be the first step towards more consensus on patient management. It is expected that the data from the PORTAL registry and the global collaboration will be used to accomplish the next step in improving the clinical care of PVO patients—a multidisciplinary guideline for screening, diagnosis and treatment of PVO after paediatric liver transplantation. A prospective study is planned subsequent to this retrospective data analysis with this goal in mind. It will most likely rely on a slightly amended PORTAL registry, incorporating the knowledge gained from the retrospective analysis, integrating imaging studies—with a centralised review—and including laboratory analysis to harmonise findings and guide future analysis.

Ethics statements

Patient consent for publication

References

Supplementary materials

  • Supplementary Data

    This web only file has been produced by the BMJ Publishing Group from an electronic file supplied by the author(s) and has not been edited for content.

Footnotes

  • Twitter @ssierre, @mracord

  • Contributors This manuscript is designed, conceptualised and drafted by BAA, HPJvdD and RPHB. BEW, TC, GN, MD, DA, VB, GFV, PK, MM-K, AK, JQB, MMH, MLK, PM, MiB, DP, MK, SeiS, HU, VM, MA, SF-A, EG, FG, GC, JuM, SerS, MdS, VA, JWU, HE, DD, JoM, SH, ES, JP, MM, RP, CTF, LSN, MF, CJ, MIR-D, PF, AAS, PMW, MRA, RTF, BM, RJH, RK, VP, AM, KS, GG, SM, GP, MS, TA, GM, WH, MaB, RD and RHJdK contributed equally to the study design and methodology and approved the final version of the manuscript.

  • Funding This research has not received a specific grant from any funding agency in the public, commercial or not-for-profit sectors. RPHB receives funding from the Netherlands Organization for Health Research and Development and Siemens Healthineers.

  • Competing interests None declared.

  • Patient and public involvement Patients and/or the public were not involved in the design, or conduct, or reporting, or dissemination plans of this research.

  • Provenance and peer review Not commissioned; externally peer reviewed.

  • Supplemental material This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.